| Service item | Fee % (based on transaction amount) | Minimum |
|---|---|---|
| Commission (Internet Trading) | 0.25 (negotiable) | HK $100 (negotiable) |
| Commission (Telephone) | 0.25 | HK $100 |
| IPO grey market trading commission (Phone dealing) | 0.25 | HK $200 |
| Stamp Duty * | 0.10 (rounded up to the nearest dollar) | - |
| Trading Fee * | 0.00565 | - |
| FRC Transaction Levy * | 0.00015 | - |
| Transaction Levy * | 0.0027 | - |
| Investor Compensation Levy * | - | - |
| CCASS Fee * | 0.0042 | - |
* The other fees of trading in listed RMB denominated securities would be calculated in HKD and cleared in RMB through CCASS.
| Service item | Fee |
|---|---|
| Handling Fee – Cash application | HK $0 |
| Handling Fee – Margin financing | Standard handling fee:HK $100 98% Margin Loan handling fee:HK $400 |
| Margin financing interest rate (for reference) | 3% - 4.38% p.a. (subjected to the announcement) |
| Levy, FRC Transaction Levy, Trading fee, Brokerage fee | 1.00785%（based on the allocation amount) |
* Regardless of the IPO application is not being allotted or cancellation, the incurred handling fees and financing interest must be paid and non-refundable.
| Service item | Fee | Minimum |
|---|---|---|
| Physical Scrip Deposit | HK $5 for each transfer deed | HK $5 |
| Jumbo Certificate Deposit | Each Certificate HK$100 | HK $100 |
| Physical Deposit - Express | Each Stock HK$500 plus Share Registrar Fee | HK $500 |
| Physical Scrip Withdrawal | $5 per board lot | HK $50 per stock |
| CCASS Settlement Instruction (SI) - Deposit | Free of Charge | - |
| CCASS Settlement Instruction (SI) - Withdrawal | HK $5 per board lot | HK $500 per stock |
| CCASS Investor Settlement Instructions (ISI) | Delivery ISI: 0.01% of the stock value based on the last closing price Receive ISI: Free of Charge |
HK $50 per stock |
| Service item | Fee % | Minimum |
|---|---|---|
| Trading Commission | 0.50% of Consideration (Negotiable) | US$100.00 |
| Custody Fee | 0.05% of Nominal Value/Annum Per Quarter | US$80.00 |
| Handling & Delivering | US$500.00 Per Transaction | |
| Maturity | US $150 per bond | |
| Early Redemption / Withdrawal | US$150 per bond | |
| Coupon Receiving | 0.6% on coupon | US$100.00 |
| Service item | Fee % | Minimum |
|---|---|---|
| Subscription Fee | Negotiable | US$100.00 |
| Custody Fee | 0.03% of investment amount per Quarter | US$80.00 |
| Service item | Fee | Minimum | Maximum |
|---|---|---|---|
| Custody Fee (Above HK$5,000,000) | Securities market value X 0.0125% per half year | - | - |
| Dormant Account Fee (No transaction for more than one year) | HK$100 per month | - | - |
| Scrip Fee | HK$1.5 per board lot | - | - |
| Corporate Action Fee for Rights / Collection Fee of Bonus Issue | HK $1 per board lot | HK$50 | - |
| Excess Rights Shares | Handling Charge HK $20 | HK$20 | - |
| Cash Dividend Collection Fee / Scrip Dividend Collection Fee | 0.3% of dividend collected | HK$30 | - |
| Handling Charge for Claiming Unclaimed Benefits Entitlement | Dividend collected X 0.5%； Handling Charge HK $300； CCASS and Register Handling Charge HK $400 |
- | - |
| Corporate Action (Cash Offer, Privatization) | Gross Amount X 0.25%； CCASS Fee Each lot : HK$0.80；Stamp Duty (if applicable) |
HK$100 | - |
| Request for Historical Statements (by post) | Within past 6 months: HK $10 per page； Beyond past 6 months up to 7th year: $20 per page |
- | - |
| Request for Historical Statements (by email) | Within past 6 months: HK $5 per page； Beyond past 6 months up to 7th year: $20 per page |
- | - |
| Receive Statement and Contract note by post | HK$50 per month | - | - |
| Securities Default on Settlement Date | No. of Shares x T+2 closing price x 0.1%； CCASS Fee: No. of Shares x T+2 closing price x 0.5% |
HK$100 | - |
| Bounced Cheque | Handling Charge HK $150； Accrued Interest |
HK$150 | - |
| Stop Payment (Cheque payment) | HK $100 per cheque | - | - |
| Fund Transfer by CHATS | Per instruction Hong Kong : HK$100； Oversea: HK$300 – HK$500 |
- | - |
| Service item | Fee |
|---|---|
| General Margin Account Interest | Prime rate quoted by BoC + 3% |
| General Margin Account Interest (loan amount exceed marginable value) | Prime rate quoted by BoC + 6% |
| Cash Account Debit Balance Interest | Prime rate quoted by BoC + 6% |
| Other Interest | Negotiable |
BoC = Bank of China (Hong Kong) Limited
The fees is subject to change without prior notice.
