Account

Apply in Person

Please bring along the following documents and visit our office in person:

• Hong Kong Identity Card or passport of the account holder(s)
• Address proof dated within the latest three months e.g. bank statement, bills from public utilities

After signature vertification and risk disclosure completed by our staff, client may start trading on the next working day.

Apply by Mail

• Please download the following related documents, print out and complete
  
• Please read the Agreement carefully
• Professional witness who verifies signature(s) on the account opening documents must provide his/her full name and signature
  *** The witnessing professional must be a registered person under SFO, a Justice of the Peace, or a professional person (e.g. certified accountant or lawyer).
• If there is no witness to sign and verify the signature on the account opening documents, account applicants may mail to Sunfund Securities Limited the account opening documents together with a bank cheque while a number of conditions have to be met:
  • Sum of the amount of the cheque must not be less than HK$10,000
  • The cheque must be payable to “Sunfund Securities Limited”
  • The cheque signature(s) must be identical to the signature(s) shown on the account opening documents
  • The cheque will be credited to client trading account
  • The cheque must be issued by a Hong Kong licensed bank
• Please mail the respective account agreement, W-8Ben form, Self-Certification Form (Individual) and Standing Authority together with the following documents to our office, whose address is Unit 1004, 10/F, Bank of America Tower, 12 Harcourt Road, Central, Hong Kong
  • Copies of Hong Kong Identity card or passport of the account holder(s)
  • Address proof dated within the latest three months e.g. bank statement, bills from public utilities
• Our staff will contact the applicant(s) for confirmation within a week to complete the account opening procedures upon receipt of the above documents

Apply in Person

Please bring along the following documents and visit our office in person:

• Board minutes for opening of securities trading account and authorized persons;
• Certified true copy of Certificate of Incorporation;
• Certified true copy of valid Business Registration;
• Certified true copy of Memorandum & Articles of Associations;
• Certified true copies of HKID or passport of every director(s);
• Certified true copies of HKID or passport of every authorized person(s);
• Certified true copies of HKID or passport and residential address proof dated within the last three months of every shareholder(s) holding 10% or more of the voting rights or share capital;
• Certified true copy of the financial supporting document (eg. within 1 year of audited financial statement, tax return, asset/income proof, bank passbook or bank statements, etc.;
• Certified true copy of the latest annual return from the Companies Registry;
• Organizational Chart;
• Certified true copy of certificate of incumbency dated within the last three months (applicable to overseas incorporated companies)
• Certified true copy of Directors list (applicable to overseas incorporated companies)
• Certified true copy of Shareholders list (applicable to overseas incorporated companies)

Apply by Mail

• Please download the following related documents, print out and complete
  
• Please read the Agreement carefully
• Professional witness who verifies the account opening form must provide his/her full name and signature
  *** The witnessing (or verifying) professional must be a registered person, a Justice of Peace, or a professional person (e.g. registered accountant, lawyer).
• If there is no witness to sign and approve the account opening agreement, applicants may mail the account opening agreement enclosed with a bank cheque to Sundfund Securities Limited. The cheque must meet the following requirements:
  • Sum of the amount is not less than HK$10,000
  • Payable to “Sunfund Securities Limited”
  • The cheque signature must be identical to the signature shown on the account opening agreement
  • The cheque must be issued by a Hong Kong licensed bank
• The cleared fund of the cheque will be credited to the client’s trading account.
• Please Mail the account agreement, W-8Ben form, Self-Certification Form (Entity and Controlling Person) and Standing Authority with the following documents to our office, Unit 1004, 10/F, Bank of America Tower, 12 Harcourt Road, Central, Hong Kong
  • Board minutes for opening of securities trading account and authorized persons;
  • Certified true copy of Certificate of Incorporation;
  • Certified true copy of valid Business Registration;
  • Certified true copy of Memorandum & Articles of Associations;
  • Certified true copies of HKID or passport of every director(s);
  • Certified true copies of HKID or passport of every authorized person(s);
  • Certified true copies of HKID or passport and residential address proof dated within the last three months of every shareholder(s) holding 10% or more of the voting rights or share capital;
  • Certified true copy of the financial supporting document (eg. within 1 year of audited financial statement, tax return, asset/income proof, bank passbook or bank statements, etc.;
  • Certified true copy of the latest annual return from the Companies Registry;
  • Organizational Chart;
  • Certified true copy of certificate of incumbency dated within the last three months (applicable to overseas incorporated companies)
  • Certified true copy of Directors list (applicable to overseas incorporated companies)
  • Certified true copy of Shareholders list (applicable to overseas incorporated companies)
• Our staff will contact the applicant for information confirmation within a week upon receipt of the above documents.